By Richard Dawkins, Prospect, May 24, 2012
The Social Conquest
of Earth
By Edward O Wilson
(WW
Norton, £18.99, May)
When he received
the manuscript of The Origin of Species, John Murray, the publisher, sent it to
a referee who suggested that Darwin should jettison all that evolution stuff
and concentrate on pigeons. It’s funny in the same way as the spoof review of Lady
Chatterley’s Lover, which praised its interesting “passages on pheasant
raising, the apprehending of poachers, ways of controlling vermin, and other
chores and duties of the professional gamekeeper” but added:
“Unfortunately one
is obliged to wade through many pages of extraneous material in order to
discover and savour these sidelights on the management of a Midland shooting
estate, and in this reviewer’s opinion this book can not take the place of JR
Miller’s Practical Gamekeeping.”
I am not being
funny when I say of Edward Wilson’s latest book that there are interesting and
informative chapters on human evolution, and on the ways of social insects
(which he knows better than any man alive), and it was a good idea to write a
book comparing these two pinnacles of social evolution, but unfortunately one
is obliged to wade through many pages of erroneous and downright perverse
misunderstandings of evolutionary theory. In particular, Wilson now rejects “kin
selection” (I shall explain this below) and replaces it with a revival of “group
selection”—the poorly defined and incoherent view that evolution is driven by
the differential survival of whole groups of organisms.
Nobody doubts that
some groups survive better than others. What is controversial is the idea that
differential group survival drives evolution, as differential individual
survival does. The American grey squirrel is driving our native red squirrel to
extinction, no doubt because it happens to have certain advantages. That’s
differential group survival. But you’d never say of any part of a squirrel that
it evolved to promote the welfare of the grey squirrel over the red. Wilson
wouldn’t say anything so silly about squirrels. He doesn’t realise that what he
does say, if you examine it carefully, is as implausible and as unsupported by
evidence.
I would not venture
such strong criticism of a great scientist were I not in good company. The
Wilson thesis is based on a 2010 paper that he published jointly with two
mathematicians, Martin Nowak and Corina Tarnita. When this paper appeared in Nature
it provoked very strong criticism from more than 140 evolutionary biologists,
including a majority of the most distinguished workers in the field. They
include Alan Grafen, David Queller, Jerry Coyne, Richard Michod, Eric Charnov,
Nick Barton, Alex Kacelnik, Leda Cosmides, John Tooby, Geoffrey Parker, Steven
Pinker, Paul Sherman, Tim Clutton-Brock, Paul Harvey, Mary Jane West-Eberhard,
Stephen Emlen, Malte Andersson, Stuart West, Richard Wrangham, Bernard Crespi,
Robert Trivers and many others. These may not all be household names but let me
assure you they know what they are talking about in the relevant fields.
I’m reminded of the
old Punch cartoon where a mother beams down on a military parade and proudly
exclaims, “There’s my boy, he’s the only one in step.” Is Wilson the only
evolutionary biologist in step? Scientists dislike arguing from authority, so
perhaps I shouldn’t have mentioned the 140 dissenting authorities. But one can
make a good case that the 2010 paper would never have been published in Nature
had it been submitted anonymously and subjected to ordinary peer-review, bereft
of the massively authoritative name of Edward O Wilson. If it was authority
that got the paper published, there is poetic justice in deploying authority in
reply.
Then there’s the
patrician hauteur with which Wilson ignores the very serious drubbing his Nature
paper received. He doesn’t even mention those many critics: not a single,
solitary sentence. Does he think his authority justifies going over the heads
of experts and appealing directly to a popular audience, as if the professional
controversy didn’t exist—as if acceptance of his (tiny) minority view were a
done deal? “The beautiful theory [kin selection, see below] never worked well
anyway, and now it has collapsed.” Yes it did and does work, and no it hasn’t
collapsed. For Wilson not to acknowledge that he speaks for himself against the
great majority of his professional colleagues is—it pains me to say this of a
lifelong hero —an act of wanton arrogance.
The argument from
authority, then, cuts both ways, so let me now set it aside and talk about
evolution itself. At stake is the level at which Darwinian selection acts: “survival
of the fittest” but, to quote Wilson’s fellow entomologist-turned-anthropologist
RD Alexander, the fittest what? The fittest gene, individual, group, species,
ecosystem? Just as a child may enjoy addressing an envelope: Oxford, England,
Europe, Earth, Solar System, Milky Way Galaxy, Local Group, Universe, so
biologists with non-analytical minds warm to multi-level selection: a bland,
unfocussed ecumenicalism of the sort promoted by (the association may not
delight Wilson) the late Stephen Jay Gould. Let a thousand flowers bloom and
let Darwinian selection choose among all levels in the hierarchy of life. But
it doesn’t stand up to serious scrutiny. Darwinian selection is a very
particular process, which demands rigorous understanding.
The essential point
to grasp is that the gene doesn’t belong in the hierarchy I listed. It is on
its own as a “replicator,” with its own unique status as a unit of Darwinian
selection. Genes, but no other units in life’s hierarchy, make exact copies of
themselves in a pool of such copies. It therefore makes a long-term difference
which genes are good at surviving and which ones bad. You cannot say the same
of individual organisms (they die after passing on their genes and never make
copies of themselves). Nor does it apply to groups or species or ecosystems.
None make copies of themselves. None are replicators. Genes have that unique
status.
***
Evolution, then,
results from the differential survival of genes in gene pools. “Good” genes
become numerous at the expense of “bad.” But what is a gene “good” at? Here’s
where the organism enters the stage. Genes flourish or fail in gene pools, but
they don’t float freely in the pool like molecules of water. They are locked up
in the bodies of individual organisms. The pool is stirred by the process of
sexual reproduction, which changes a gene’s partners in every generation. A
gene’s success depends on the survival and reproduction of the bodies in which
it sits, and which it influences via “phenotypic” effects. This is why I have
called the organism a “survival machine” or “vehicle” for the genes that ride
inside it. Genes that happen to cause slight improvements in squirrel eyes or
tails or behaviour patterns are passed on because individual squirrels bearing
those improving genes survive at the expense of individuals lacking them. To say
that genes improve the survival of groups of squirrels is a mighty stretch.
With the exception
of one anomalous passage in The Descent of Man, Darwin consistently saw natural
selection as choosing between individual organisms. When he adopted Herbert Spencer’s
phrase “survival of the fittest” at the urging of AR Wallace, “fittest” meant
something close to its everyday meaning, and Darwin applied it strictly to
organisms: the strongest, swiftest, sharpest of tooth and claw, keenest of ear
and eye. Darwin well understood that survival was only a means to the end of
reproduction, so the “fittest” should include the most sexually attractive, and
the most diligent and devoted parents.
Later, when
20th-century leaders of what Julian Huxley called the “Modern Synthesis”
deployed mathematics to unite Darwinism with Mendelian genetics, they co-opted “fitness”
to serve as a variable in their equations. “Fitness” became “that which is
maximised in natural selection.” “Survival of the fittest” thus became a
tautology, but it didn’t matter for the equations. The “fitness” of an
individual lion, say, or cassowary, became a mathematical expression of its
capacity to leave surviving children, or grandchildren, or descendants into the
indefinite future. Parental care and grandparental care contribute to
individual fitness because an individual’s descendants are vehicles in which
ride copies of the genes that engineer the caring.
But lineal
descendants are not the only such vehicles. In the early 1960s, WD Hamilton,
arguably the most distinguished Darwinian since RA Fisher, formalised an idea
that had been knocking around since Fisher and Haldane. If a gene happens to
arise which works for the benefit of a sibling, say, or a niece, that gene can
survive in the same kind of way as a gene that works for the benefit of
offspring or grandchildren. A gene for sibling care, under the right
conditions, has the same chance of surviving in the gene pool as a gene for
parental care. A copy is a copy is a copy, whether it sits in a lineal or a
collateral relative.
But the conditions
have to be right, and in practice they often aren’t. Full siblings are usually
harder to identify than offspring, and usually less obviously dependent. For
practical reasons, therefore, sibling care is rarer in nature than parental
care. But as far as Darwinian principle is concerned, sibling care and parental
care are favoured for the same reason: the cared-for individual contains copies
of the genes that programme the caring behaviour.
Half siblings,
nephews, nieces and grandchildren are half as likely as full siblings or
offspring to share a caring gene. First cousins are half as likely again, and
are harder to identify. Hamilton summarised all this in the form of a simple
equation, which has become known as Hamilton’s Rule. A gene for altruism
towards kin will be favoured if the cost to the altruist C is outweighed by the
benefit to the recipient B devalued by r, which is a subtle but computable
index of probability of sharing genes. For example, r for full siblings and
parents and offspring is 1/2; r for grandchildren, half-siblings, nephews and
nieces is 1/4; r for first cousins is 1/8, and so on. A gene for altruistic
care will spread through the population if rB>C. It is extremely important
not to forget B and C and conclude that only r matters in evaluating the
success of the theory in particular cases. I am sorry to say that Wilson, in
his allegation that Hamilton’s ideas don’t apply to particular cases, comes
perilously close to doing just that. It is as though r is so interesting and
novel that B and C are overshadowed.
Hamilton replaced “classical
fitness” (which took account only of lineal descendants) by “inclusive fitness,”
which is a carefully weighted sum embracing collateral as well as lineal kin. I
have informally (and a touch facetiously but with Hamilton’s blessing) defined
inclusive fitness as “that quantity which an individual will appear to
maximise, when what is really being maximised is gene survival.” In his
previous books, Wilson was a supporter of Hamilton’s ideas, but he has now
turned against them in a way that suggests to me that he never really
understood them in the first place.
“Inclusive fitness”
was coined as a mathematical device to allow us to keep treating the individual
organism (“vehicle”) as the level of agency, when we could equivalently have
switched to the gene (“replicator”). You can say that natural selection
maximises individual inclusive fitness, or that it maximises gene survival. The
two are equivalent, by definition.
On the face of it, gene survival is simpler to deal with, so why bother with individual inclusive fitness? Because the organism has the appearance of a purpose-driven agent in a way that the gene does not. Genes lack legs to pursue goals, sense organs to perceive the world, hands to manipulate it. Gene survival is what ultimately counts in natural selection, and the world becomes full of genes that are good at surviving. But they do it vicariously, by embryologically programming “phenotypes”: programming the development of individual bodies, their brains, limbs and sense organs, in such a way as to maximise their own survival. Genes programme the embryonic development of their vehicles, then ride inside them to share their fate and, if successful, get passed on to future generations.
On the face of it, gene survival is simpler to deal with, so why bother with individual inclusive fitness? Because the organism has the appearance of a purpose-driven agent in a way that the gene does not. Genes lack legs to pursue goals, sense organs to perceive the world, hands to manipulate it. Gene survival is what ultimately counts in natural selection, and the world becomes full of genes that are good at surviving. But they do it vicariously, by embryologically programming “phenotypes”: programming the development of individual bodies, their brains, limbs and sense organs, in such a way as to maximise their own survival. Genes programme the embryonic development of their vehicles, then ride inside them to share their fate and, if successful, get passed on to future generations.
So, “replicators”
and “vehicles” constitute two meanings of “unit of natural selection.”
Replicators are the units that survive (or fail to survive) through the
generations. Vehicles are the agents that replicators programme as devices to
help them survive. Genes are the primary replicators, organisms the obvious
vehicles. But what about groups? As with organisms, they are certainly not
replicators, but are they vehicles? If so, might we make a plausible case for “group
selection”?
It is important not
to confuse this question—as Wilson regrettably does—with the question of
whether individuals benefit from living in groups. Of course they do. Penguins
huddle for warmth. That’s not group selection: every individual benefits.
Lionesses hunting in groups catch more and larger prey than a lone hunter
could: enough to make it worthwhile for everyone. Again, every individual
benefits: group welfare is strictly incidental. Birds in flocks and fish in
schools achieve safety in numbers, and may also conserve energy by riding each
other’s slipstreams—the same effect as racing cyclists sometimes exploit.
Such individual
advantages in group living are important but they have nothing to do with group
selection. Group selection would imply that a group does something equivalent
to surviving or dying, something equivalent to reproducing itself, and that it
has something you could call a group phenotype, such that genes might influence
its development, and hence their own survival.
***
Do groups have
phenotypes, which might qualify them to count as gene vehicles? Convincing
examples are vanishingly hard to find. The classic promoter of group selection,
the Scottish ecologist VC Wynne-Edwards, suggested that territoriality and
dominance hierarchies (“peck orders”) might be group phenotypes. Territorial
species are more spaced out, and species with peck orders show less overt
aggression. But both phenomena are more parsimoniously treated as emergent
manifestations of individual phenotypes, and it is individual phenotypes that
are directly influenced by genes. You may choose to treat a dominance hierarchy
as a group phenotype if you insist, but it is better seen as emerging from each
hen, say, being genetically programmed to learn which other hens she can beat
in a fight and which normally beat her.
But what about the
social insects, Wilson’s area of expertise? Hamilton’s, too, and indeed the
social insects were an early, stunningly successful showcase for his theory.
Female bees, ants
and wasps are genetically capable of developing into fertile queens or sterile
workers. Each individual is switched into either the queen pathway or the
worker pathway (one of several worker pathways in ants) by an environmental
switch, and the point is utterly crucial. No gene for outright sterility could
survive. But a gene for sterility under some environmental conditions but not
others could easily be favoured, and it was. A female bee larva fed on royal
jelly and housed in a large queen cell will develop into a fertile queen.
Otherwise she will develop into a sterile worker. Genes that find themselves in
sterile bodies programme them to work for copies of the same genes in fertile
bodies—either the old queen (their mother), or young queens (their sisters) or
young males. The result is that queens evolve to become more efficient,
full-time specialist egg-layers, with all their needs taken care of by their
sterile daughters or sisters.
Because of how the
B, C and r values in Hamilton’s Rule turn out for bees, genes for sterility are
favoured under some conditions, hyper-fertility under others. The same is true
for ants and wasps; and termites but with differences of detail (for example
termites have male as well as female workers—alas I have no space to expound
Hamilton’s elegant explanation of this difference and many other intriguing
facts). With more differences of detail, the same is true for some non-insect
species such as naked mole rats and a few crustaceans.
It truly is a
beautiful theory. Everything fits, exactly as it should. Darwin himself, with
characteristic prescience but using the pre-genetic language of his time, got
the point. As so often, he drew inspiration from domestication:
“Thus, a
well-flavoured vegetable is cooked, and the individual is destroyed; but the
horticulturist sows seeds of the same stock, and confidently expects to get
nearly the same variety; breeders of cattle wish the flesh and fat to be well
marbled together; the animal has been slaughtered, but the breeder goes with
confidence to the same family. I have such faith in the powers of selection,
that I do not doubt that a breed of cattle, always yielding [sterile] oxen with
extraordinarily long horns, could be slowly formed by carefully watching which
individual bulls and cows, when matched, produced oxen with the longest horns;
and yet no one ox could ever have propagated its kind.”
In modern,
Hamiltonian terms we would interpret Darwin’s “seeds of the same stock” as
sharing genes with the vegetable that has been cooked. The sterile ox with the
long horns shares genes with the same stock from which we breed. Darwin,
lacking the concept of the discrete, Mendelian gene, spoke of going with
confidence to the “same family” rather than the same genes. Wilson now
interprets this as a form of “group selection,” the “group” in this case being
the family. But what a staggeringly unpenetrating—even perverse—use of
language. Kin share genes, that is the point, and Darwin would have loved it.
The fact that a family can also be seen as a “group” is entirely beside the
point and an unhelpful distraction from it.
When Hamilton’s
twin papers on inclusive fitness were first published in 1964, John Maynard
Smith, who was the referee chiefly responsible for recommending them, published
a short paper in Nature in which he called attention to Hamilton’s brilliant
innovation. Maynard Smith coined the phrase “kin selection” specifically in
order to distinguish it from group selection, then in the process of being
discredited by him and others such as the ecologist David Lack.
Soon after this, Wilson, in The Insect Societies (1971), enthusiastically adopted Hamilton’s ideas. He continued to press them in Sociobiology (1975), but in an oddly misleading way which indicates that he was already flirting with a watered down version of his current folly. He treated kin selection as a special case of group selection, an error which I was later to highlight in my paper on “Twelve Misunderstandings of Kin Selection” as Misunderstanding Number Two. Kin may or may not cling together in a group. Kin selection works whether they do or not.
Soon after this, Wilson, in The Insect Societies (1971), enthusiastically adopted Hamilton’s ideas. He continued to press them in Sociobiology (1975), but in an oddly misleading way which indicates that he was already flirting with a watered down version of his current folly. He treated kin selection as a special case of group selection, an error which I was later to highlight in my paper on “Twelve Misunderstandings of Kin Selection” as Misunderstanding Number Two. Kin may or may not cling together in a group. Kin selection works whether they do or not.
Misunderstanding
Number One, which is also perpetrated by Wilson, is the fallacy that “Kin
selection is a special, complex kind of natural selection, to be invoked only
when the allegedly more parsimonious ‘standard Darwinian theory’ proves
inadequate.” I hope I have made it clear that kin selection is logically
entailed by standard Darwinian theory, even if the B and C terms work out in
such a way that collateral kin are not cared for in practice. Natural selection
without kin selection would be like Euclid without Pythagoras. Wilson is, in
effect, striding around with a ruler, measuring triangles to see whether
Pythagoras got it right. Kin selection was always logically implied by the
neo-Darwinian synthesis. It just needed somebody to point it out—Hamilton did
it.
Edward Wilson has
made important discoveries of his own. His place in history is assured, and so
is Hamilton’s. Please do read Wilson’s earlier books, including the monumental The
Ants, written jointly with Bert Hölldobler (yet another world expert who will
have no truck with group selection). As for the book under review, the
theoretical errors I have explained are important, pervasive, and integral to
its thesis in a way that renders it impossible to recommend. To borrow from
Dorothy Parker, this is not a book to be tossed lightly aside. It should be
thrown with great force. And sincere regret.
Edward Wilson
replies:
Richard Dawkins’s
review of The Social Conquest of Earth (Prospect, Issue 195, 24th May 2012)
makes little connection to the part he criticizes. The central issue in the
book, which he urges others not to read, is the replacement of inclusive
fitness theory (kin selection theory) by multilevel selection theory (ie, individual
and group selection combined), with a new and major role assigned to group
selection in the origin of advanced social behavior. The original formulation
was made by Martin Nowak, Corina Tarnita, and myself in 2010 (Nature 466: 1057–1062).
We demonstrated that while inclusive fitness theory sometimes works, its
mathematical basis is unsound, and inclusive fitness itself is an unattainable
phantom measure. Multilevel selection in contrast is mathematically sound,
analytically clear, and works well for real cases—including human social
behavior.
The science in our
argument has, after 18 months, never been refuted or even seriously challenged—and
certainly not by the archaic version of inclusive fitness from the 1970s
recited in Prospect by Professor Dawkins. While many have protested
(incidentally, not including Steven Pinker and Robert Trivers, as Professor
Dawkins claims), many others of equal competence are in favor of the
replacement proposed. In any case, making such lists is futile. It should be born
in mind that if science depended on rhetoric and polls, we would still be
burning objects with phlogiston and navigating with geocentric maps.
Edward O. Wilson,
Harvard University
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