Showing posts with label Biology and methodology. Show all posts
Showing posts with label Biology and methodology. Show all posts

Sunday, May 21, 2017

2615.Remeasuring Stephen Jay Gould

By Matthew Lau, Jacobin, May 20, 2017
Stephen Jay Gould. Wikimedia Commons.

The day after Stephen Jay Gould died, his obituary appeared on the front page of the New York Times, testifying to his position as the most famous scientist in the United States. His talent for synthesizing ideas and arguments, his work ethic, and — as he would have been the first to note — luck made him famous.

He had not planned to write his monthly column, “This View of Life,” for Natural History for twenty-five years, but, like his childhood hero Joe DiMaggio, Gould became known for this literary streak, which breathed new life into the half-forgotten art of the popular scientific essay, a tradition that dates back to Galileo.

Like Galileo, Gould did more than interpret science for laypeople. He was also a path-breaking evolutionary theorist and a canny political organizer for leftist causes.
Along with his colleague Niles Eldredge, Gould changed the way biologists view the fossil record. His concept of punctuated equilibrium argued that new species emerge relatively rapidly and then remain mostly stable for millions of years. To his more parochial colleagues’ chagrin, Gould partly credited the inspiration for “punc eq” to the fact that he had “learned his Marxism, literally at his daddy’s knee.”

Though he was redbaited for this comment, Gould and Eldredge were speaking as pluralists and historicists not dogmatists. “We make a simple plea for pluralism in guiding philosophies . . . for the basic recognition that such philosophies . . . constrain all our thought.”

Historical context also acts as a constraint on new ideas. Darwin acknowledged the influence of the classical political economy of Smith and Malthus on his theory of evolution. Gould noted that his leftist upbringing and participation in the revolution of the Civil Rights Movement enabled him to recognize the importance of “punc eq’s” patterns of sudden and discontinuous evolutionary change.

Gould also revitalized the study of evolutionary development with his influential historical survey of the subject, Ontogeny and Phylogeny, and made his mark on anthropology by insisting that human evolution looked more like a branching bush with multiple overlapping lineages than a ladder of predictable stages.

Raised in a leftist household in Queens, Gould led his local NAACP’s youth chapter. He displayed his writerly talents early on, when he introduced the Little Rock Nine on their victory tour of New York. “They are tormented by racists down South and autograph seekers here,” he noted drolly. He worried his brave fellow teenagers would not get to enjoy New York City and thanked them for enhancing his high school’s curriculum with the day’s most pressing issues. “No event in my memory ever aroused such interest in the Queens teenager,” Gould told the audience. “No event has ever aroused in him such hatred for segregation and all it stands for.”

While studying at Antioch College, he participated in desegregation efforts in and around Yellow Springs, Ohio. In 1964, a lone barbershop that had resisted desegregation for four years in nearby Xenia briefly became the Civil Rights Movement’s national focal point. Even while studying abroad at Leeds University, Gould fought for progressive causes, working to desegregate dance halls and joining the campaign for nuclear disarmament.

These two facets of Gould’s life regularly intersected. In 1982, he served as an expert witness against “creation science” in McLean v. Arkansas. A year earlier, he had published his most famous political intervention, his prize-winning critique of biological determinism, The Mismeasure of Man.

At its core, Mismeasure argues that the twentieth century’s IQ tests share a desire to justify race and class hierarchies with the nineteenth century’s more primitive measures of cranial features and theories of criminal physiognomy. In both eras, researchers rationalized the status quo with the premise of immutable, hereditary intelligence and the fallacy of reification, which held that intelligence can be reduced to a single number and those numbers used to rank people on a linear scale.

Mismeasure also addresses the issue of confirmation bias — especially racial bias — in the sciences. In the book and an article in Science that preceded it, Gould analyzed nineteenth-century race scientist Samuel Morton’s two sets of skull measurements, one from 1839 and the second from 1849, to demonstrate that Morton unconsciously manipulated his data to prove that Caucasians had greater cranial volumes than other racial groups.

Gould also reminded his readers that eugenics and other consequences of biological determinism remain with us. The United States, nation of immigrants, misused IQ tests to establish quotas on southern and eastern Europeans Jews in 1924 and kept them in effect as millions tried to flee Nazi Germany. The state of Virginia thought it wise to sterilize “idiots” and “morons” until as recently as 1972.

Mismeasure came out just as academia was accepting more women and people of color into its ranks. Thanks to Gould’s polemical style and activist stance, the book almost immediately became canonical in undergraduate curriculum.

Refutation and Vindication
Or rather, it was — until Gould returned to the Times’s headlines in June 2011. “Study Debunks Stephen Jay Gould’s Claim of Racism on Morton’s Skulls,” the article proclaimed. A team of physical anthropologists, led by Jason E. Lewis, had remeasured roughly half of Morton’s skulls and reanalyzed both his and Gould’s findings. They concluded, “[i]ronically, Gould’s own analysis of Morton is likely the stronger example of bias influencing results,” citing important instances where Morton’s work was more accurate than Gould’s. In the most glaring error, Gould inflated the average cranial capacity of Native American skulls by “arbitrarily” leaving out several smaller crania in his reanalysis.

People quickly reacted to the revelation of Gould’s purported bias toward “political correctness.” Writing on his influential blog, anthropologist John Hawks described Gould’s work as perfidious and claimed it “cast doubt on the validity of the scientific enterprise.” Ralph Holloway, a member of the team that reanalyzed Morton and Gould, explained that he “just didn’t trust Gould.” “I had the feeling that [Gould’s] ideological stance was supreme . . . [and] just felt he was a charlatan.”

Far-right “race realists” unsurprisingly trumpeted the news that Gould’s findings had been “refuted.” Even among more measured critics and defenders, a narrative began to take hold: Gould had proved his point, but “it just wasn’t the example he intended.” Morton started to appear more “sinned against than sinning.”

At the end of their article, Lewis et al. wrote, “were Gould still alive, we expect he would have mounted a defense of his analysis of Morton.” This is a virtual certainty: Gould openly acknowledged his errors throughout his career and called “factual correction . . . the most sublime event in intellectual life.” Gould cannot defend himself, but, since Lewis et al. can, it’s curious that they have not responded to more recent peer-reviewed studies that refute key aspects of their work.

Though the Times has yet to report it, more recent evidence suggests that the reanalysis of Morton’s skulls makes computational mistakes that favor Caucasians. And as several studies now show, the scientists did not ultimately challenge Gould’s main claim that the inconsistencies between Morton’s measurements in 1839 and 1849 indicate unconscious racial bias. Moreover, the differences between mean values for all races when corrected were, as Gould originally argued, so small as to be statistically insignificant.

Why hasn’t the Times reported these more recent findings? The answer also helps explain why they and other outlets so enthusiastically reported the criticism against Gould in the first place. As he would have recognized, it’s politics.

Historical interpretation as science
Though no one knew it in 2011, Nicholas Wade, the reporter covering the story for the Times, would publish a widely condemned “race science” book in 2014 called A Troubling Inheritance: Genes, Race, and Human History. A purported summary of recent research in population genetics that explains cultural differences between white, East Asian, and African civilizations, Wade’s book inspired an open letter of condemnation, which virtually every expert in the field of population genetics signed.

Beyond Wade’s pathetic resuscitation of “scientific racism,” the Gould-Morton controversy has a deeper political dimension. The absence of mainstream reporting on The Mismeasure of Man’s vindication shows how the popular press privileges “hard” science over the “soft” sciences of historical interpretation. Gould himself fought long and hard against this bias, which caricatured paleontologists like him as “stamp collectors.”

Gould wrote his 1989 book, Wonderful Life: The Burgess Shale and the Nature of History, in large part to counteract the bias toward experimental science. The Burgess Shale in British Columbia includes the greatest repository of fossils from the Cambrian explosion, the dawn of multicellular life. As Gould’s book notes, scientists working with these fossils radically changed paleontology’s core concepts. Contrary to earlier studies, many of the shale’s fossils do not have known ancestors. This means that life was, in crucial ways, more diverse at the outset of the multicellular period than since. Current species evolved from only a few “lucky” surviving lineages.

Because the work involved “mere” description and no experimental work, the new interpretations did not make headlines. Gould contrasts this with the other great paleontological development of the late twentieth century, the “Alvarez hypothesis,” which holds that dinosaur extinction resulted from extraterrestrial impact.


The impact theory has everything for public acclaim — white coats, numbers, [Alvarez’s] Nobel renown and location at the top of the ladder of status. The Burgess redescriptions, on the other hand, struck many observers as one funny thing after another — just descriptions of some previously unappreciated, odd animals from early in life’s history.

Both discoveries told the same compelling story; both “illustrat[ed] . . . the extreme chanciness and contingency of life’s history,” yet only the “Alvarez hypothesis” made the cover of Time magazine.

The same privileging of “hard” science explains why media outlets picked up the attack on Gould’s analysis but not his subsequent vindication. These reports all emphasized that Lewis et al. had literally remeasured hundreds of skulls in the Morton collection (presumably while wearing white lab coats). As one more recent critique noted, however, “from the standpoint of evaluating Gould’s published claims, the re-measurement was completely pointless.” 

“Gould never claimed that Morton’s [later] shot-based measurements, which is what Lewis et al. compared their new measurements to, were unreliable.” Confirming their bias toward experimental methods, “Lewis et al. are . . . falsifying (their word) a claim Gould never made.” Such a glaring conceptual problem should prompt us, as it would have prompted Gould, to inquire into this supposed controversy’s historical context.

The return of far-right, racist politics was a depressingly predictable consequence of the election of the first black American president. The Obama administration didn’t help matters, as its failure to respond justly to the 2008 financial crisis only further radicalized some segments of the American population. Rebranded as the “alt-right” and “race realists,” this resurgence culminated in Trump’s election and his appointment of white nationalists to top posts.

Only in this climate can Lewis et al. claim without irony that Samuel Morton was a disinterested, objective researcher. This same Morton measured Native American skulls “to ascertain,” as his supporter George Combe put it, if they “perished” because of “a difference in brain between the native American race, and their conquering invaders.” This same Morton sought to prove the polygenist thesis, which holds that the human races arose separately. This same Morton was eulogized in the leading Southern medical journal of his day “for aiding most materially in giving to the negro his true position as an inferior race.”

Gould’s ideas remain vital because today’s reactionary racism isn’t an entirely new development. Rather, it extends the one Gould struggled against throughout his career.
In 1996, he reissued Mismeasure to include new material that debunked The Bell Curve, the biological-determinist bestseller of the early 1990s. In this second edition, Gould situated The Bell Curve in its historical context, arguing that novelty could not explain its popularity. After all, its central arguments had already been discredited on numerous grounds. Instead, Gould argued,


Its initial success must reflect the depressing temper of our time — a historical moment of unprecedented ungenerosity, when a mood for slashing social programs can be so abetted by an argument that beneficiaries cannot be aided due to inborn cognitive limits expressed as low IQ scores.

He would have been saddened, though maybe not surprised, to see this historical moment evolve into full-blown reaction. Mismeasure’s careful recording of how everything from pseudoscientific intelligence testing to programs of forced sterilization were used to maintain racial and class hierarchies gives readers a good idea of what it means to make America great again.

It’s no small task to summarize the diversity of Gould’s three hundred essays for Natural History. From the panda’s thumb to the flamingo’s smile; from the hyena’s genitals to the human male’s nipples; from the little known contingencies of Darwin’s life to the virtual impossibility of intelligent life ever evolving at all, Gould’s essays are as instructive as they are surprising and entertaining.

Tough Hope
But according to Gould, basic themes supported all this and diversity. He was interested in “the meaning of pattern in life’s history[,] . . . the nature of history[,] . . . and what it means to say that life is the product of a contingent past not the inevitable result of simple, timeless laws of nature.” Critics find this emphasis on unpredictability depressing. Does it amount to anything more than saying “stuff happens”?

Gould of course saw it differently. The luck of being here at all should make us more aware of our existence’s fragility and force us to recognize that we have no one to look to for guidance but ourselves.

In Wonderful Life, Gould argued that the evolution of intelligent life represents such a unique and improbable outcome, that, if you started life over at the beginning of the Cambrian explosion, different early organisms would have survived the period’s decimation, and we would never have existed at all:


Homo sapiens, I fear, is a “thing so small” in a vast universe, a wildly improbable evolutionary event well within the realm of contingency. Make of such a conclusion what you will. Some find it depressing; I have always regarded it as exhilarating, and a source of both freedom and consequent moral responsibility.

Gould’s sense of moral responsibility figures in his column’s other main project — what Marxists would recognize as his critique of ideology and what he called “the social implications of the scientific assault upon pervasive biases of Western thought.”

Gould listed four such biases: “progress, determinism, gradualism, and adaptationism.” They persist because they serve as a great comfort to many. Determinism and adaptationism tell us that we are meant to be here and are well suited for survival; gradualism and progress tell us that change occurs in predictable ways. In short, these biases teach us that everything happens for a reason.

As Gould pointed out, even progressive causes like the environmental movement fall prey to these biases’ hubris. Green activists too often assume that the earth is so delicate that we can destroy it and that, therefore, we shoulder the responsibility of saving it. With a New Yorker’s sarcasm, Gould responded, “We should be so powerful!”

He insisted that humans — not the earth — are the ones in danger. But this view does not make climate change any less of a crisis. As he put it:


Our planet is not fragile at its own time scale, and we, pitiful latecomers in the last microsecond of the planetary year are stewards of nothing in the long run. Yet no political movement is more vital and timely than modern environmentalism — because we must save ourselves (and our neighbor species) from our own immediate folly.

With his leftist organizing experience and his awareness of the consequences of human development on our own survival, you might expect that Gould would have devoted numerous columns to the ecological crisis. But he waited, he explained, until he could contribute something more than a repetition of “the shibboleths of the movement.”

In his essay on the extinction of the land snail Partula on the island of Moorea in French Polynesia, Gould argued that we should grieve for the scientist Henry Crampton whose lifetime of dedication to studying Partula on a remote island under adverse circumstances was erased by the unintended consequences of introducing predatory creatures into the environment. Though Gould was also an expert on land snails, as he explains it, the point is that we need a humanistic ecology too, “both for the practical reason that people will always touch people more than snails do or can, and for the moral reason that humans are legitimately the measure of all ethical questions — for these are our issues not nature’s.”

So what would Gould say today, as environmental decimation intensifies and the Trump administration begins to roll back the mostly inadequate steps taken to deal with climate change? A clue resides in Gould’s commentaries following the 9/11 terrorist attacks.
He lived in SoHo at the time, and he and his family volunteered tirelessly to support first responders and clean-up crews. Amid so much suffering, we might expect Gould’s writings to turn despondent and pessimistic. But he remained optimistic instead. Why?

Gould staked many of his arguments on the concept of relative frequency, which maintains that, the more something occurs, the more it matters. This idea made punctuate equilibrium significant, because stasis among lineages in the fossil record had high relative frequency but had “previously been ignored as nonevidence of nonevolution.” Gould noticed the high relative frequency of basic human decency in the weeks following 9/11.

After years of misguided wars and an expanded police state, it’s easy to forget that the event’s interpretation was an open question in those days near the end of Gould’s life. “Ground Zero,” he noted, “is a focal point for a vast web of bustling goodness, channeling uncountable deeds of kindness from an entire planet.” The people of Halifax, where he stayed when his plane was diverted during the attacks, had welcomed him and thousands of other stranded travelers.

Gould devoted his final column in Natural History to his grandfather, Papa Joe, who arrived in the United States, by a strange coincidence, on September 11, 1901. Like so many Jewish immigrants at the turn of the twentieth century, his grandfather found work in the garment district of Manhattan, struggled with poverty, but still managed to find his way. “He and my grandmother raised four children,” Gould writes, “all imbued with the ordinary values that ennoble our species and nation: fairness, kindness, the need to rise by one’s own efforts.” Gould argued that the countless ordinary stories like Papa Joe’s “will outshine, in the brightness of hope and goodness, the mad act of spectacular destruction that poisoned his life’s centennial.”

It is tempting to label these remarks as Pollyannaish, but Gould was not naïve. The philosopher in him spoke of the “Great Asymmetry”: one destructive act can undo years of careful effort, but decent people still vastly outnumber their counterparts. At the same time, the veteran political organizer in Gould knew it would take concerted action. His essay on Papa Joe closes:


We will win now because ordinary humanity holds a triumphant edge in millions of good people over each evil psychopath. But we will only prevail if we can mobilize this latent goodness into permanent vigilance and action.

The call for “permanent vigilance and action” under the rubric of “tough hope” in response to the work of reactionary extremists who reject modernity was Gould’s final theme as a public intellectual. With the Left returning to its duty to organize and remembering its roots in the projects of the Enlightenment and modernity, we must commit ourselves to Gould’s legacy of “tough hope.”

Saturday, September 26, 2015

2036. The Spandrels Of San Marco Revisited: An Interview With Richard C. Lewontin

By David Sloan Wilson, The Evolution Institute, March 29, 2015
Richard Lewontin

One of the most widely cited and discussed articles in evolutionary biology is “The Spandrels of San Marco and the Panglossian Paradigm: A Critique of the Adaptationist Programme”, which was written by Harvard biologists Stephen Jay Gould and Richard C. Lewontin and published in the Proceedings of the Royal Society of London in 1979. Their critique of their own field of evolutionary biology spilled out of the Ivory Tower onto the pages of general intellectual forums such as the New York Review of Books.

Gould died in 2002 but his coauthor is still active. Richard C. Lewontin is a population geneticist by training and pioneered the method of gel electrophoresis among many other accomplishments. His academic books include The Genetic Basis of Evolutionary Change (1974), which I eagerly read as a graduate student. His biological books for the general public include The Triple Helix: Gene, Organism, and Environment (2002) and Human Diversity (part of the Scientific American Library Series; 1982). In his role as social critic and theorist, his books include Biology Under the Influence: Dialectical Essays on Ecology, Agriculture, and Health (with Richard Levins; 2007), It Ain’t Necessarily So: The Dream of the Human Genome and Other Illusions (2001), Biology as Ideology: The Doctrine of DNA (1993), and Not in Our Genes: Biology Ideology, and Human Nature (with Leon J. Kamin and Steven Rose; 1984). Finally, Lewontin has served as a mentor for many PhD and postdoctoral students, in philosophy in addition to biology, including my longstanding philosophical collaborator Elliott Sober.

I talked by phone with Lewontin on March 2 2015. In his mid-eighties, he is still scientifically active and could recall his collaboration with Gould in detail. Our conversation is highly relevant to the “Just so story” critique that is frequently leveled against Evolutionary Psychology.

DSW: I’m so happy to be talking with you and thanks for making the time.
RL: I don’t know if anything I can say to you at this stage has any usefulness.
DSW: I think that is overly humble on your part.

RL: You can’t be overly humble.

DSW: That’s true. Humility is a religious virtue but it is also a secular virtue and a scientific virtue. I couldn’t agree more. I am interested among other things in social history. To get started, you are one of the preeminent evolutionary biologists of our time—many achievements. In 1979 you felt the need to write this article with Stephen Jay Gould that became a classic.

RL: Sorry—which article is that?

DSW (laughs): The Spandrels of San Marco.

RL: I thought it was but I didn’t remember the exact date.

DSW: I wonder if you could tell me—what were the circumstances that moved you and Steve Gould to write this article?

RL: Sure, I can give it to you in detail. I was invited by, I think it was the Royal Society, to come and give a lecture. For one reason or another that I can’t remember, I couldn’t go. So I asked if it would be alright if I asked Steve Gould if he would go in my place–Steve and I were teaching evolution together—and they said sure. So Steve went and he gave a talk from the standpoint of what interested him at the time, which was the notion that some traits arise simply as a structural byproduct of selection on other traits, and he chose to call them spandrels. I did make a contribution to the written version of that article, but most of it was Steve’s.

DSW: Ok!

RL: Now I should warn you about my prejudices. Steve and I taught evolution together for years and in a sense we struggled in class constantly because Steve, in my view, was preoccupied with the desire to be considered a very original and great evolutionary theorist. So he would exaggerate and even caricature certain features, which are true but not the way you want to present them. For example, punctuated equilibrium, one of his favorites. He would go to the blackboard and show a trait rising gradually and then becoming completely flat for a while with no change at all, and then rising quickly and then completely flat, etc. which is a kind of caricature of the fact that there is variability in the evolution of traits, sometimes faster and sometimes slower, but which he made into punctuated equilibrium literally. Then I would have to get up in class and say “Don’t take this caricature too seriously. It really looks like this…” and I would make some more gradual variable rates. Steve and I had that kind of struggle constantly. He would fasten on a particular interesting aspect of the evolutionary process and then make it into a kind of rigid, almost vacuous rule, because—now I have to say that this is my view—I have no demonstration of it—that Steve was really preoccupied by becoming a famous evolutionist.

DSW: So he was trying to grab center stage at every opportunity.

RL: Yeah, I think so.

DSW: Is the Spandrels paper like that?

RL: Well, I made a lesser contribution than he did. Most of the Spandrels paper was written by Steve. There is a section in there, which one can easily pick out, where I discuss the various factors and forces of evolution…

DSW: Yes, I can see that division.

RL: That paper never would have been written by us as a joint paper if I hadn’t asked Steve to go to the Royal Society and give a talk in my place.

DSW: Fascinating! To what extent was this paper motivated, either for you or Steve, by Sociobiology?

RL: Well, I don’t know to what extent it was motivated. Sociobiology was certainly contextually relevant. I think we would have written exactly the same paper if Sociobiology had never come into existence. Looking back, that’s hard to say, but I think the idea was to avoid selective caricatures, the making up of selective stories just because you felt you had to. That is, as you are aware, a very common phenomenon in writing about and teaching evolution. For example, why is blood red? The fact that hemoglobin happens to have that absorption spectrum in the visible is not sufficient for some people, who have to show that it’s a good thing that blood is red because it scares off predators who come and scratch you and stuff like that. So we had a lot of that sort of thing to deal with—what we called “Just so stories”.

DSW: So forget about Sociobiology—basically, you saw naïve adaptationism being a problem in general in the field of evolutionary biology?

RL: Exactly. It was really not Sociobiology itself, but a tendency to try to find, in every instance, some selective advantage for things. We were teaching the students—and Steve was not as keen on that as I was—that there are a whole variety of forces that give rise to observed traits and they are not all directly selected for.

DSW: This interests me very much. I’m interested to know that was the primary motivation for the article, not Sociobiology.

RL: Yeah.

DSW: What’s the right way to do it? When I talk about the adaptationist program, I say that an adaptationist hypothesis is often the best way to start because it doesn’t require much information to know what an organism should be like to be well adapted to its environment. So it’s a good starting point, although certainly not the end point. Then the inquiry can go in a direction where you decide—as with the color of blood, by the way, an example that I use myself—that this is probably not an adaptation. You can arrive at the truth of the matter. But thinking in adaptationist terms is part of the process. So what’s the way to do it right and what’s the role of adaptationist thinking in an appropriate procedure?

RL: Well (laughs), you’re asking me what the right way to do it is. I think the right way is to start with the sentence: “We do not have any hard evidence of the forces leading to the following evolutionary change.” There has to be a prelude to the discussion of evolutionary change to make it clear that although the theory of natural selection is very important and happens lots, there are other forces, or other mechanisms, that lead to change and we are not obliged by being Darwinians and being evolutionists to invent adaptive explanations for all changes. I think that’s where you have to start. Then, as either a philosopher or biologist, ask in a particular case what is the direct evidence, besides the desire that we want to find something, that a particular story is true or not true. Most of the time we’re going to have to say that this happened in the Eocene or the Paleocene and we haven’t the foggiest notion of why it happened. I think the admission of necessary ignorance of historically remote things is the first rule of intellectual honesty in evolution.

DSW: Good. Thank you for saying that so clearly. At the same time, sometimes the past can be inferred with amazing certainty. All the historical sciences are like that, right?

RL: Right. And so, I think that the right general strategy for explanation, writing, and teaching is to begin with some really clear cut cases where we have in our very hands the evidence for a particular causal pathway–a greater reproduction and survivorship of one form versus another–and then move from that to living cases where we’re not quite so sure because we can’t actually count the number of offspring of each type, and so on, to somewhat hazier cases, and then go back to extinct organisms and evolutionary past and say, we could make up a good story, but we don’t know how to show that it’s really true.

DSW: Right. There is the humility again that began our conversation. Although I have to say that it was the lack of humility, in part, that caused the Spandrels article to become so widely read. Steve Gould the showman put that on center stage and it became a three ring circus for a long time, as you know. The adaptation wars and all that. I don’t know whether that is good or bad.

RL: All we can say is that sometimes the stories are right and sometimes they’re wrong. One way to deal with this is to take a case where we can in fact—because it’s present and we have the organisms, and we really test what’s going on. Take such a case and put it aside and don’t even mention the result of our determined discovery about it, and make up three stories, all of which sound perfectly biologically realistic and reasonable, and then give the right answer and say now, aside from the necessary observations and experiments—forget the real answer, why should we choose one of these versus another?
DSW: Uh Huh. Interesting.

RL: What we have to decide is whether we’re going to put behind us certain motivations, one of which is the general motivation to struggle against religious anti-evolutionary views, and at the other extreme to be as individuals successful as evolutionary biologists by giving an explanation of something interesting even when we don’t have the observations. I was raised not as an evolutionist but as a population geneticist.

DSW: Right.

RL: That’s a big difference.

DSW: Why is that a big difference? Let’s clarify that for me. I tend to see it as a small difference. What’s the difference between being a population geneticist and an evolutionist?

RL: A population geneticist by theoretical training has certain parameters of population change. That’s become broadened by the realization that there are between population changes and so on, but within a population we’re talking about changes in gene frequency and we have a catalog of the causes: selection, inbreeding, chance, mutation, and so on. Our job as population geneticists is to do the necessary observations of the various things that give us estimates of the strength of those different forces. Now, historically one of the most interesting—now I want to talk a little about the sociology of our science—Theodosius Dobzhansky, my professor and then greatest living evolutionary biologist…

DSW: Mr. “Nothing in biology makes sense except in the light of evolution…”
RL: Yeah, right. He was a very bad field observer. Theodosius Dobzhansky never, in his entire life, nor any of his students, me included—I would go out in the field with him, actually–ever saw a Drosophila pseudoobscura in its natural habitat.
DSW (laughs): Yeah, OK!

RL: We didn’t know where they laid their eggs. We couldn’t have counted the number of eggs of different genotypes. How did we study Drosophila in the wild? We went out into the desert, into Death Valley, we moved into a little oasis, we went first to the grocery store, and bought rotten bananas. We mushed up the bananas with yeast till they fermented a bit, we dumped that into the paper containers, put it out in the field and the flies came to us.

DSW: Right! No naturalistic context whatsoever.

RL: None…at…all. And to this day we do not know anything about the actual habitat of Drosophila pseudoobscura, although by the way, interestingly enough, in more recent years, Tim Prout actually succeeded in trapping pseudoobscura in orange groves, so we don’t even know how much they hang out with cultivated fruit.

DSW: Right.

RL: Now let me go one step further because we cannot understand the development of evolutionary biology if we don’t understand questions of the sociology of academic life. If I wanted to study evolutionary forces acting on some genetic polymorphism in Drosophila, I would go and look for some species of Drosophila where I could actually look at, perturb, and work with the actual breeding sites and egg laying sites and pick up larvae in nature and so on. And in fact there is such a group of Drosophila. They the cactophilic ones. There is a group [of scientists] from Texas and other places that studies the cactophilic Drosophila in an ecologically sensible way of going to the rot pockets and perturbing them, getting larvae out of them and so on. That group never acquired the prestige associated with the Dobzhansky school because—I don’t know why. They were doing what one has to do. That’s why, for example, I try to convince students who are entering evolutionary biology not to study animals at all but to study plants. Plants stay in one place. You can manipulate them. You can move them. Plants are much better than animals for studying things in nature. Yet, plant evolutionary biology is not, for sociological reasons that I don’t understand—I could make up stories—has never had the prestige that animal work has had when it comes to population genetics.

DSW: Right. I think that [there was an] all consuming interest in physical mechanisms as opposed to a more fully rounded approach. I place a lot of emphasis on the classic paper by Niko Tinbergen, “The Methods and Aims of Ethology”, in which he says that you have to ask four questions: Function, History, Mechanism, Development. Are you familiar with that paper?

RL: No, I’m not. Send me a reference to it.

DSW: It’s such a succinct summary of what a fully rounded approach needs to be. Dick, I’d like to spend a little bit of time on Sociobiology and also Evolutionary Psychology, because even though that didn’t motivate the Spandrels paper, it still motivated you to be a critic and Steve too. I wonder if you could bring us back to that point and what you saw as problematic about Sociobiology and then Evolutionary Psychology.

RL: This is what I have been talking about for the last five minutes. This is a branch of academic life that consists entirely, as far as I can see, of making up what would seem to be plausible stories. I would say that’s not what we are in business to do. I don’t know what else to say. Look, when I look at Sociobiology, the book or some of the other books he [E.O. Wilson] has written, it drives me mad. For example, if you read—I’ll take an extremely nasty example because it’s so clear—it is written that aggression is a part of human nature. It says that in the book. It lists features of human nature and aggression is one of them. So then I have said to Ed and others of his school, what do you do about people who have spent almost their entire lives in jail because they refuse to be conscripted into the army? What do you think the answer is? That is their form of aggression.

DSW: Well, OK, that’s facile.

RL: I don’t know what you can do about it. If everything can be said to be a form of aggression, even the refusal to be physically aggressive, what kind of science is that?

DSW: Would it be more acceptable to say that aggression is part of the repertoire of human behavior? That leaves it open to be part of the repertoire that we don’t always use.

RL: Before I will allow you to make even that statement, I will insist that you write down how I know whether any particular phenotypic manifestation is or is not included in your definition of aggression.

DSW: That’s fair.

RL: I don’t know what those people would say. But if you are willing to make a clear enough—and most important, and this is perhaps the fundamental contradiction, potentially there has to exist a group of cases of non-aggression. Because if everything by definition can be shown to be aggression then it ceases to be a useful concept in our scientific discussions.

DSW: The problem of explaining everything, and therefore nothing, recurs again and again. What were some of the political implications of Sociobiology that worried you? Misuses of biology, or misuses of evolutionary reasoning–back then and are they still with us today?

RL: My main complaint is not the list of specific manifestations but the underlying claim that there exists a human nature, which then the claimant must give examples of, and so each claimant gives examples that are convenient for his or her pet theory. I think the worst thing we can do in science is to create concepts where what is included or not included within the concept is not delimited to begin with. It allows us to claim anything. That’s my problem with Sociobiology. It’s too loose.

DSW: That brings us to the topic of cultural evolution, which is something that I study a lot and I think that you have thought of a lot. One of the exciting things that I think has taken place is the idea that the study of evolution became too gene-centric over the course of the 20th century. Evolution requires heredity, not genes, and there are other mechanisms of heredity. Culture really is an evolutionary process. That is in part why we are so open-ended, why there’s not a human nature in terms of a fixed human nature because we’re so adaptable. I wonder how much you have thought about cultural evolution in that way and if you have any comment to make upon what studying culture as a genuine evolutionary process with its own inheritance mechanism, including symbolic thought—the evolution of meaning systems—what that does to change the picture of evolution.

RL: I think that the evolution of this thing that’s in our cranium, however it happened, has changed all the rules for the history of the species, for its biology, for everything about it. I mean, rational thought and the kind of communication we have with human language, as opposed to the stereotypical communication of other animals, has really made a fantastic change in the conditions of life and the rates of reproduction of individual types and so on. I would say human evolution is in that sense unique because of the possibility of: a) the details of communication; b) the notion of historical memory; well, everything about human thought. I really do think that if we want to understand evolution, the first species we should keep out of our consideration is Homo sapiens. I’m sorry, but that’s the way it is for me.

DSW: Well, but that’s genetic evolution. What if the principles of cultural evolution, although different in some respects–because another inheritance mechanism needs to be functionally an inheritance mechanism but need not resemble other inheritance mechanisms in detail–what if the basic way of going about genetic evolutionary reasoning also could be employed for cultural evolutionary reasoning? Wouldn’t that put evolution back in the game for the study of human cultural evolution?

RL: Well, let me ask you a question. Why do you use cultural evolution instead of cultural history? Why evolution instead of history? Can you avoid—let me put it another way—can you generally avoid the false similarities, the made up structures that we are criticizing, if we continue to use the word evolution when what we really mean is historical change?

DSW: I’ll actually take you on, on that issue. I’m not sure how much time we’ll have during this conversation. What the mechanisms of human cultural evolution do is adapt human populations to their environments, often with a fine degree of sophistication. When you just say cultural history you’re being agnostic about adaptation. Cultures adapt to their environments. [Without a history of adaptation] they could no more survive and reproduce in their environments than a genetically evolved species. Just to say history leaves out adaptation, don’t you think?

RL: But the problem, here, is that it’s a form of adaptation that hasn’t been studied enough in animals and plants, which is that each change in the species changes what we call the environment, so there is a co-evolution of organism and environment. Historical change in our species has been increasingly the consequence of the organism itself. We’re inventing it all. As the brain grew into what we now have, it became the chief mechanism by which organisms constructed their environment. Look, let me interject here. I think it is extremely important to go to a fundamental issue, which is organisms create their own environments. All organisms make their niches. The whole notion of ecological niche is a very bad notion. There are no niches without organisms. This notion that there is a hole in the world that the organism evolves to fill. The organism by its evolution changes the conditions of its life and changes what surrounds it. Organisms are always creating their own hole in the world, their own niche.

DSW: You pioneered the concept of niche construction, which has become a hot topic.

RL: I think that one mustn’t see niche construction as a special issue. There are niches and then there is reconstruction of the niches. My claim is a very strong one and I could be wrong: there is no niche without an organism.

DSW: I’ll accept that provisionally, but there is such a thing as a purely physical environment…

RL: A physical world, oh yeah, but let me tell you one of my favorite seminars that I ever heard. I can’t trace it any more, unfortunately. A guy came to Chicago and gave a talk in which he showed motion picture photographs of all kinds of organisms, plants and animals, using what are called Schlieren optics, which are sensitive to differences in optical density. What he showed was every organism of which he took moving pictures—both plants and animals—have around them a layer of warm moist air–even trees have it—which is being produced by the organisms themselves. So every organism, at least every terrestrial organism (I don’t know about aquatic ones) is by its metabolism producing a layer of warm moist air with certain gases in it that are its immediate environment.

DSW: I think that’s probably even more so for aquatic organisms. You make your point very nicely. Each organism is manufacturing its own local environment.

RL: Exactly. That’s the wind chill factor. That’s why it gets colder when the wind blows.
DSW: Right. But that makes it a complicated evolutionary story. It’s still an evolutionary story, and when you just say history you’re leaving all that out. History seems to me too broad. Sure everything is history but we’d like to say something more specific. If there is a process of adaptation going on, even if it’s one of rapid niche construction and coevolution, that’s still a more specific set of ideas than just plain history, which really does encompass everything and therefore nothing. Don’t we want to use some of those more specific ideas about adaptation and coevolution and niche construction? That’s more than just history!

RL: Oh no, I’m with you! If I could convince people to use that notion of niche, not as a fixed thing, but as something that is manufactured by the organism, I would be very very happy. But when I talk to biologists about it, they’re always surprised.

DSW: It is still a new idea, in part of course because it’s a complex idea. Complexity is complex, it’s hard to study. We’re always trying to keep things simple, even when we should be embracing complexity in some sense.

DSW: What a pleasure, Dick! Thank you so much for this conversation. Have a great day.

RL: You too.