By Kamran Nayeri, June 7, 2026
| Robert Sapolsky |
Born in Brooklyn, New York, in 1957,
Robert Morris Sapolsky is an American neuroscientist and primatologist. As John
A. and Cynthia Fry Gunn Professor at Stanford University, he is a professor of
biology, neurology, and neurosurgery. Sapolsky's research has focused on
neuroendocrinology, particularly relating to stress. He is also a research
associate with the National Museums of Kenya.
In what follows, I will outline
Sapolsky’s grand synthesis of neuroscience, endocrinology, evolutionary
biology, anthropology, and primatology as presented in his books Behave:
The Biology of Humans at Our Best and Worst (2018) and Determined: A
Science of Life Without Free Will (2023). His central argument is that no human behavior can be understood by
looking at a single cause. Instead, every action is the outcome of a long
causal chain extending from seconds before the act to millions of years of
evolution.
Behave: Why humans do what they do
This 790-page book extensively
discusses neurobiological foundations of human behavior, explaining how brain
activity, particularly in the limbic and frontal cortex systems, dictates
responses moments before an action is taken. It highlights the role of the triune brain model in
processing everything from basic survival instincts to complex decision-making.
Sapolsky’s
methodology is distinctive because it is neither purely neuroscientific nor
purely sociological. Instead, Sapolsky develops what might be called a multi-level,
historical-causal analysis of behavior.
His
central methodological question is: What caused a particular behavior to
occur at a particular moment?
To
answer this, he works backward in time, examining layers of causation
that extend from seconds before an action to millions of years before it.
The "Backward-in-Time" Method
Sapolsky
begins with a specific behavior--for example, an act of aggression, altruism,
cooperation, or prejudice—and asks what caused it. He then analyzes
successively larger temporal scales:
First stage. One
second before the behavior
What
was happening in the brain?
- Neural circuits
- Amygdala
activity
- Prefrontal
cortex regulation
- Neurotransmitters
This
is the immediate neurobiological explanation.
Second stage. Seconds to minutes before
What
stimuli triggered the brain?
- Visual signals
- Sounds
- Social cues
- Threats or
rewards
Behavior
is seen as a response to environmental information processed by the nervous
system.
Third stage. Hours
to days before
What
hormonal conditions existed?
- Cortisol
- Testosterone
- Oxytocin
- Dopamine
Hormones
alter how the brain responds to stimuli.
Fourth stage. Months
to years before
What
developmental experiences shaped the individual?
- Childhood
experiences
- Trauma
- Attachment
- Learning
- Socialization
The
nervous system itself has been molded by prior experience.
Fifth stage. Genetic
and epigenetic influences
What
predispositions exist?
- Genes affecting
temperament
- Gene-environment
interactions
- Epigenetic
modifications
Importantly,
Sapolsky rejects genetic determinism. Genes influence probabilities, not
fixed outcomes.
Sixth stage. Cultural influences
What
social world shaped the person?
- Norms
- Institutions
- Religion
- Economic
systems
- Political
structures
Culture
becomes a causal force in behavior.
Seventh stage. Evolutionary history
Why
does our species possess these capacities at all?
- Evolution of
cooperation
- Group identity
- Dominance
hierarchies
- Empathy
- Aggression
Here
Sapolsky draws on primatology, evolutionary biology, and anthropology.
Some
conclusions
The
following are some of the conclusions Sapolsky draws in Behave.
A. The nature-versus-nurture debate is largely obsolete
Sapolsky
concludes that genes and environment are inseparable. Genes influence how
organisms respond to environments, while environments influence how genes are
expressed through developmental and epigenetic processes.
Thus,
human behavior is always the product of gene-environment interaction.
B.
The brain is highly plastic
Another
major conclusion is that human brains are not fixed. Experience alters neural
connections, emotional responses, cognitive capacities, stress systems, and even
gene expression.
This
means that neither virtue nor violence is permanently built into human beings.
C.
Humans possess capacities for both extraordinary cruelty and extraordinary
cooperation
Sapolsky
rejects theories that portray humans as either naturally selfish or naturally
good.
Humans
have evolved capacities for aggression, domination, tribalism, and xenophobia, but also, for empathy, cooperation, altruism, and
reconciliation.
Both
tendencies are deeply rooted in our biology.
D.
Context matters enormously
A
recurring conclusion throughout Behave is that behavior changes
dramatically depending on circumstances.
People
who behave compassionately in one context may behave cruelly in another.
Situational
factors can often outweigh stable personality traits.
This
insight draws partly from classic social psychology experiments and partly from
neuroscience.
E.
Tribalism is natural but not fixed
Sapolsky
concludes that humans have evolved tendencies to divide the world into “us” and
“them.” However, he emphasizes that group boundaries are remarkably flexible. People
can rapidly redefine who belongs to "us." For Sapolsky, this
flexibility provides grounds for optimism.
The
same biological mechanisms that produce prejudice can also support broader
forms of solidarity.
F.
Social inequality has biological consequences
One
of Sapolsky's longstanding research interests concerns stress and hierarchy. He
concludes that chronic inequality, subordination, and insecurity produce
measurable biological effects on health and behavior.
The
social environment literally becomes embodied.This links social structures to
biological outcomes.
G.
Moral behavior depends heavily on social conditions
Sapolsky
repeatedly argues that if societies wish to encourage cooperation, tolerance, and
empathy it should create institutions and environments that support those behaviors. He is skeptical of explanations that focus solely on individual moral
character. Instead, he emphasizes the importance of social arrangements.
H. Traditional notions of free will are deeply problematic
This
conclusion becomes even more explicit in his later book, Determined, but
its foundations are already present in Behave.
Sapolsky
argues that every action arises from prior causes: genes, fetal development,
childhood, culture, brain states, immediate circumstances.
As
a result, he questions whether people could ever have acted independently of
those causes. This does not mean behavior is random; rather, it is caused by
factors beyond conscious control.
I. Understanding causation should increase compassion
This
is perhaps the ethical conclusion that runs through the entire book. Sapolsky
believes that understanding the causes of behavior should make us less
self-righteous, less punitive, more empathetic. If behavior arises from
biological and social histories that individuals did not choose, then moral
judgment should be tempered by such understanding.
Determined:
A Science of Life Without Free Will
In this 511-page book, Robert Sapolsky takes the argument
implicit in Behave to its logical conclusion: human beings do not
possess free will in the traditional sense.
However,
the book is not merely a philosophical argument. Sapolsky attempts to
synthesize findings from neuroscience, genetics, endocrinology, psychology,
developmental biology, and social science to show that every human action
arises from causes that precede conscious choice.
His
central thesis can be summarized as follows: A person could not have acted
differently from how they acted, because every factor that produced the action
was itself caused by prior factors over which the person had no control.
Sapolsky
asks what caused a decision at a particular moment. As in Behave, he
works backward to find the causal chain for the decision. He argues that at no
point do we encounter an independent "chooser" standing outside this
causal chain. Instead, we find only more causes.
The core claim
Sapolsky
rejects what philosophers often call libertarian free will—the idea that a
person could have genuinely chosen otherwise under exactly the same
conditions.
He
argues that every thought emerges from brain activity. Brain activity arises
from prior physical and biological causes. Those causes arise from earlier biological,
environmental, social and historical causes. Therefore, no action is ultimately
self-created.
The
traditional image of autonomous self-making uncaused choices is, in his view,
an illusion.
What
about conscious choice? Sapolsky does not deny that people deliberate. We weigh
alternatives, reflect, and make plans. However, he argues that the mechanisms
that generate preferences, desires, values, motivations, and reasoning styles,
were themselves produced by prior causes. Thus, while conscious deliberation is
real, it is not evidence for free will. The deliberative process is itself part
of the causal chain.
Sapolsky
draws on several sources of evidence.
Neuroscience: Experiments often show measurable
brain activity precedes conscious awareness of decisions. The brain appears to
begin preparing actions before people report deciding.
Genetics and Development:
Temperament, impulse
control, risk-taking, and emotional regulation are influenced by genes,
prenatal conditions, and childhood experiences. Individuals do not choose these starting points.
Social Environment: Economic conditions, education,
trauma, discrimination, and profoundly shape behavior. People inherit
social circumstances rather than choosing them.
Some people argue that quantum indeterminacy or randomness
creates freedom. Sapolsky rejects this. A random event is not a free choice. Randomness
may undermine strict determinism, but it does not create an autonomous will.
Implications for morality
This
is where Sapolsky becomes most controversial. He argues that if free will does
not exist, then traditional notions of moral blameworthiness become difficult
to defend. No one chooses their genes, their prenatal environment, or their
childhood circumstances. If behavior emerges from factors beyond personal
control, then punishment justified by retribution becomes questionable.
Sapolsky
does not argue for abolishing laws, courts, or prisons. Instead, he proposes a
more pragmatic approach. Society may need to restrain dangerous individuals,
protect the public, and rehabilitate offenders, but should do so without the
belief that offenders freely choose their character.
He
often compares this to dealing with a dangerous disease. Society protects
itself but without hatred or moral condemnation.
A
major ethical conclusion of the book is that abandoning free will should
increase compassion.
When
we understand how behavior is shaped by biology, history, culture, and social
conditions, we become less inclined toward self-righteousness and vengeance.
For
Sapolsky, understanding causation should foster empathy.
Major Criticisms
The
book has attracted much praise but also some criticism from philosophers and
some scientists. Common objections include:
Philosophical
view of free will:
many philosophers do not believe free will requires an uncaused soul or
independent self. Instead, they defend compatibilism, the belief that free will
and determinism are mutually compatible and that it is possible to believe in
both without being logically inconsistent even in a causally determined world.
Sapolsky
largely rejects this position.
References:
Sapolsky, Robert. Behave: The Biology of Humans at Our Best and Worst. 2018.
____________. Determined: A Science of Life without Free Will. 2023.
No comments:
Post a Comment